SAT β€” SARATOGA INVESTMENT CORP 6.00 NOTES DUE 2027

Ownership history in NBC SECURITIES, INC.  Β·  3 quarters on record

AI Ownership Summary

NBC SECURITIES, INC. reported SARATOGA INVESTMENT CORP 6.00 NOTES DUE 2027 (SAT) in 3 quarterly 13F filings from 2025 Q2 through 2025 Q4. The latest visible filing shows SAT at 0.00% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings.

What this SAT ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was NBC SECURITIES, INC.'s position in SARATOGA INVESTMENT CORP 6.00 NOTES DUE 2027, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2025 Q4

SAT was reported at 0.00% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
0.0% in 2025 Q2

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2025 Q2 to 2025 Q4

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

How NBC SECURITIES, INC. held SAT β€” position size vs. price
% of Fund (quarterly)    SAT price (quarter-end, indexed to 100)
πŸ“‹ Quarterly Holdings History 3 quarters  β–Ύ
Quarter Action Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2025 Q4 UNCHANGED 1,680 β€” 0% 0.00% $42K 2026-02-14 (Est.) $24.73
2025 Q3 UNCHANGED 1,680 β€” 0% 0.00% $42K 2025-11-14 $24.38
2025 Q2 INITIATED 1,680 β€” β€” 0.00% $40K 2025-07-08 $23.59

🏒 Other funds also holding SAT

As of 2025 Q4 β€” sorted by position size

Karpus Management, Inc. 3Y 7Y 5.14%

FAQ About NBC SECURITIES, INC. and SAT

These are the practical questions this page is built to answer before you even open the full history table.

How long has NBC SECURITIES, INC. reported owning SAT?

NBC SECURITIES, INC. reported SAT across 3 quarterly 13F filings, from 2025 Q2 through 2025 Q4.

What was the largest reported SAT position in NBC SECURITIES, INC.'s portfolio?

The largest reported portfolio weight for SAT was 0.00% in 2025 Q2.

What is the latest reported SAT position on this page?

The most recent filing on this page is 2025 Q4, when NBC SECURITIES, INC. reported 1,680 shares, equal to 0.00% of portfolio, with an estimated market value of $42K.

What does the chart on this SAT ownership page compare?

The chart compares NBC SECURITIES, INC.'s quarterly SAT portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

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