ESIX β€” SPDR S&P SMALLCAP 600 ESG ETF

Ownership history in NBC SECURITIES, INC.  Β·  9 quarters on record

AI Ownership Summary

NBC SECURITIES, INC. reported SPDR S&P SMALLCAP 600 ESG ETF (ESIX) in 9 quarterly 13F filings from 2023 Q3 through 2025 Q4. The latest visible filing shows ESIX at 0.00% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings.

What this ESIX ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was NBC SECURITIES, INC.'s position in SPDR S&P SMALLCAP 600 ESG ETF, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2025 Q4

ESIX was reported at 0.00% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
0.0% in 2023 Q4

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2023 Q3 to 2025 Q4

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

How NBC SECURITIES, INC. held ESIX β€” position size vs. price
% of Fund (quarterly)    ESIX price (quarter-end, indexed to 100)
πŸ“‹ Quarterly Holdings History 9 quarters  β–Ύ
Quarter Action Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2025 Q4 UNCHANGED 575 β€” 0% 0.00% $18K 2026-02-14 (Est.) $33.82
2025 Q3 UNCHANGED 575 β€” 0% 0.00% $18K 2025-11-14 $30.22
2025 Q2 UNCHANGED 575 β€” 0% 0.00% $16K 2025-07-08 $29.85
2025 Q1 UNCHANGED 575 β€” 0% 0.00% $16K 2025-04-09 $26.46
2024 Q3 UNCHANGED 575 β€” 0% 0.00% $18K 2024-10-15 $30.91
2024 Q2 UNCHANGED 575 β€” 0% 0.00% $16K 2024-07-10 $28.07
2024 Q1 UNCHANGED 575 β€” 0% 0.00% $17K 2024-04-05 $28.23
2023 Q4 UNCHANGED 575 β€” 0% 0.00% $16K 2024-02-07 $26.98
2023 Q3 INITIATED 575 β€” β€” 0.00% $14K 2023-11-03 $24.30

FAQ About NBC SECURITIES, INC. and ESIX

These are the practical questions this page is built to answer before you even open the full history table.

How long has NBC SECURITIES, INC. reported owning ESIX?

NBC SECURITIES, INC. reported ESIX across 9 quarterly 13F filings, from 2023 Q3 through 2025 Q4.

What was the largest reported ESIX position in NBC SECURITIES, INC.'s portfolio?

The largest reported portfolio weight for ESIX was 0.00% in 2023 Q4.

What is the latest reported ESIX position on this page?

The most recent filing on this page is 2025 Q4, when NBC SECURITIES, INC. reported 575 shares, equal to 0.00% of portfolio, with an estimated market value of $18K.

What does the chart on this ESIX ownership page compare?

The chart compares NBC SECURITIES, INC.'s quarterly ESIX portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

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