LPL Financial LLC OCCI — OFS CREDIT COMPANY INC

Ownership history in LPL Financial LLC  ·  11 quarters on record

AI Ownership Summary

LPL Financial LLC reported OFS CREDIT COMPANY INC (OCCI) in 11 quarterly 13F filings from 2023 Q4 through 2026 Q1. The latest visible filing shows OCCI at 0.00% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings. Older history is available after unlock; the visible window still shows the most recent pattern.

What this OCCI ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was LPL Financial LLC's position in OFS CREDIT COMPANY INC, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2026 Q1

OCCI was reported at 0.00% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
0.0% in 2024 Q3

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2023 Q4 to 2026 Q1

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

OCCI stock page LPL Financial LLC fund profile LPL Financial LLC full holdings
How LPL Financial LLC held OCCI — position size vs. price
% of Fund (quarterly)    OCCI price (quarter-end, indexed to 100)    SPY (indexed to 100)    QQQ (indexed to 100)
📋 Quarterly Holdings History 10 quarters  ▾
Quarter Action Sold % After 3M Timing Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2026 Q1 REDUCED — — — 45,776 -15,464 -25.3% 0.00% $132K 2026-05-06 $3.38
2025 Q4 REDUCED 28.6% -36.2% ✅ 61,240 -24,569 -28.6% 0.00% $296K 2026-02-11 $3.98
2025 Q3 REDUCED — — — 85,809 -2,817 -3.2% 0.00% $464K 2025-11-12 $4.38
2025 Q2 ADDED — — — 88,626 +1,473 +1.7% 0.00% $552K 2025-08-12 $4.82
2025 Q1 REDUCED 18.1% +7.5% ❌ 87,153 -19,268 -18.1% 0.00% $533K 2025-05-07 $5.17
2024 Q4 ADDED — — — 106,421 +1,445 +1.4% 0.00% $757K 2025-02-11 $5.28
2024 Q3 ADDED — — — 104,976 +17,297 +19.7% 0.00% $778K 2024-11-08 $5.14
2024 Q2 ADDED — — — 87,679 +15,133 +20.9% 0.00% $632K 2024-08-07 $4.87
2024 Q1 REDUCED — — — 72,546 -2,346 -3.1% 0.00% $519K 2024-05-10 $4.81
2023 Q4 ADDED — — — 74,892 +3,573 +5.0% 0.00% $484K 2024-02-14 $4.34
1 older quarter hidden  —  Sign in free or upgrade to Premium to see full history

🏢 Other funds also holding OCCI

As of 2026 Q1 — sorted by position size

Meridian Wealth Management, LLC 3Y 7Y 0.01% NFSG Corp 3Y 0.0% WPG Advisers, LLC 0.0% Kestra Advisory Services, LLC 3Y 0.0% Prospera Financial Services Inc 3Y 7Y 0.0% HIGHLINE WEALTH PARTNERS LLC 0.0% Pinnacle Wealth Planning Services, Inc. 3Y 7Y 0.0% Cambridge Investment Research Advisors, Inc. 3Y 7Y 0.0% COMMONWEALTH EQUITY SERVICES, LLC 3Y 7Y 0.0% JANE STREET GROUP, LLC 3Y 7Y 0.0%

FAQ About LPL Financial LLC and OCCI

These are the practical questions this page is built to answer before you even open the full history table.

How long has LPL Financial LLC reported owning OCCI?

LPL Financial LLC reported OCCI across 10 quarterly 13F filings, from 2023 Q4 through 2026 Q1.

What was the largest reported OCCI position in LPL Financial LLC's portfolio?

The largest reported portfolio weight for OCCI was 0.00% in 2024 Q3.

What is the latest reported OCCI position on this page?

The most recent filing on this page is 2026 Q1, when LPL Financial LLC reported 45,776 shares, equal to 0.00% of portfolio, with an estimated market value of $132K.

What does the chart on this OCCI ownership page compare?

The chart compares LPL Financial LLC's quarterly OCCI portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

How well did LPL Financial LLC time their OCCI position?

Based on 13F filing dates vs. subsequent OCCI price moves, LPL Financial LLC correctly timed 7 out of 10 reported position changes (70%). The annualised alpha on OCCI relative to SPY over the holding period was -21.8%.

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