2026 Q3 Portfolio Activity
In 2026 Q3, Klingman & Associates, LLC maintained a portfolio of 442 distinct positions. The most significant new addition was VANGUARD MUN BD FDS, now representing 0.21% of the total fund value. They heavily accumulated shares in VANGUARD MALVERN FDS, increasing the position by 8.5%. The fund also reduced its exposure to CITIZENS FINL GROUP INC by 44.3%.
Position History
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Total Positions
442
Quarter
2026 Q3
Top Holding
IVV (17.1%)
Top 10 Concentration
52.7%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 442
Klingman & Associates, LLC Full Holdings List — 2026 Q3
| Stock | History | Sector / Type | Port % | Prev % | Rank / Prev | Conviction | Change | % Change | Influence | Shares | Mkt Value | Avg Cost | Price Held | 1st Owned | Source | Source Date | Date Reported | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
|
IVV
ISHARES TR
|
ETF | 17.14% | 16.92% |
#1
Prev: #1
|
6.5 |
—
|
7,546 | 1.4% |
P
S
|
538,277 | $412,239,527 |
$297.25
+158.0%
|
2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | ||
|
VTIP
VANGUARD MALVER...
|
ETF | 5.80% | 5.58% |
#2
Prev: #2
|
5.8 |
—
|
221,078 | 8.5% |
P
S
|
2,832,668 | $139,423,904 |
$43.08
+13.2%
|
2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | ||
|
IJH
ISHARES TR
|
ETF | 4.85% | 5.27% |
#3
Prev: #3
|
3.4 |
—
|
17,090 | 1.1% |
P
S
|
1,621,259 | $116,649,607 |
$53.50
+35.6%
|
2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | ||
|
IEFA
ISHARES TR
|
ETF | 4.15% | 4.12% |
#4
Prev: #4
|
2.7 |
—
|
28,099 | 2.8% |
P
S
|
1,030,279 | $99,813,454 | 2016 Q1 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
VEA
VANGUARD TAX-MA...
|
ETF | 3.82% | 3.78% |
#5
Prev: #5
|
2.5 |
—
|
54,242 | 4.4% |
P
S
|
1,299,966 | $91,790,627 | 2016 Q1 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
AAPL
APPLE INC
|
Technology | 3.69% | 3.25% |
#6
3
Prev: #9
|
2.0 |
—
|
2,311 | 0.9% |
P
S
|
266,288 | $88,679,387 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
SPY
STATE STR SPDR ...
|
ETF | 3.64% | 3.65% |
#7
Prev: #7
|
2.0 |
—
|
-123 | -0.1% |
P
S
|
114,733 | $87,498,716 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
IJR
ISHARES TR
|
ETF | 3.42% | 3.77% |
#8
2
Prev: #6
|
1.9 |
—
|
7,596 | 1.3% |
P
S
|
604,407 | $82,223,569 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
SPYG
SPDR SERIES TRU...
|
Unknown | 3.28% | 3.28% |
#9
1
Prev: #8
|
1.8 |
—
|
-5,401 | -0.8% |
P
S
|
641,440 | $78,948,375 | 2020 Q1 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
SPYV
SPDR SERIES TRU...
|
Unknown | 2.97% | 3.04% |
#10
Prev: #10
|
1.7 |
—
|
-5,903 | -0.5% |
P
S
|
1,167,623 | $71,376,786 | 2020 Q1 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
VWO
VANGUARD INTL E...
|
ETF | 2.42% | 2.50% |
#11
Prev: #11
|
1.5 |
—
|
-1,588 | -0.2% |
P
S
|
982,750 | $58,286,896 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
RWL
INVESCO EXCH TR...
|
ETF | 1.97% | 1.92% |
#12
Prev: #12
|
1.3 |
—
|
14,024 | 4.0% |
P
S
|
367,583 | $47,300,631 | 2019 Q2 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
IEMG
ISHARES INC
|
ETF | 1.73% | 1.77% |
#13
Prev: #13
|
1.2 |
—
|
10,835 | 2.2% |
P
S
|
511,853 | $41,542,005 | 2016 Q1 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
IBDU
ISHARES TR
|
Bond/Debt | 1.65% | 1.60% |
#14
Prev: #14
|
2.7 |
—
|
124,279 | 7.7% |
P
S
|
1,746,723 | $39,633,144 | 2022 Q2 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
IBDV
ISHARES TR
|
Bond/Debt | 1.62% | 1.59% |
#15
Prev: #15
|
2.6 |
—
|
122,724 | 7.2% |
P
S
|
1,838,301 | $38,861,676 | 2023 Q2 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
IBDW
ISHARES TR
|
Bond/Debt | 1.58% | 1.57% |
#16
Prev: #16
|
2.6 |
—
|
132,042 | 7.5% |
P
S
|
1,898,606 | $38,086,032 | 2023 Q2 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
USMV
ISHARES TR
|
ETF | 1.41% | 1.46% |
#17
Prev: #17
|
1.1 |
—
|
-7,851 | -2.2% |
P
S
|
346,991 | $33,810,768 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
IBDT
ISHARES TR
|
ETF | 1.39% | 1.39% |
#18
2
Prev: #20
|
1.1 |
—
|
48,308 | 3.7% |
P
S
|
1,343,195 | $33,526,148 | 2022 Q2 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
PRF
INVESCO EXCHANG...
|
ETF | 1.38% | 1.41% |
#19
Prev: #19
|
1.1 |
—
|
-3,394 | -0.6% |
P
S
|
610,759 | $33,243,587 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
IBDX
ISHARES TR
|
Bond/Debt | 1.34% | 1.26% |
#20
3
Prev: #23
|
2.5 |
—
|
160,436 | 13.6% |
P
S
|
1,335,882 | $32,154,673 | 2025 Q1 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
MDYG
SPDR SERIES TRU...
|
ETF | 1.29% | 1.42% |
#21
3
Prev: #18
|
1.0 |
—
|
-984 | -0.3% |
P
S
|
296,571 | $31,000,597 | 2019 Q1 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
MDYV
SPDR SERIES TRU...
|
ETF | 1.25% | 1.38% |
#22
1
Prev: #21
|
1.0 |
—
|
-1,307 | -0.4% |
P
S
|
339,231 | $30,025,325 | 2019 Q1 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
SLYV
SPDR SERIES TRU...
|
Unknown | 1.18% | 1.30% |
#23
1
Prev: #22
|
1.0 |
—
|
-1,117 | -0.4% |
P
S
|
278,792 | $28,478,586 | 2018 Q3 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
SDY
SPDR SERIES TRU...
|
Unknown | 1.13% | 1.21% |
#24
2
Prev: #26
|
1.0 |
—
|
-1,700 | -0.9% |
P
S
|
185,632 | $27,191,354 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
MDY
STATE STR SPDR ...
|
Unknown | 1.12% | 1.24% |
#25
1
Prev: #24
|
0.9 |
—
|
-293 | -0.7% |
P
S
|
41,195 | $27,053,030 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
IBDS
ISHARES TR
|
Bond/Debt | 0.93% | 0.99% |
#26
2
Prev: #28
|
0.9 |
—
|
-32,656 | -3.4% |
P
S
|
926,915 | $22,357,190 | 2022 Q2 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
SLYG
SPDR SERIES TRU...
|
ETF | 0.90% | 1.03% |
#27
Prev: #27
|
0.9 |
—
|
-967 | -0.5% |
P
S
|
202,931 | $21,707,512 | 2018 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
MSFT
MICROSOFT CORP
|
Technology | 0.83% | 0.60% |
#28
4
Prev: #32
|
0.8 |
—
|
1,327 | 3.5% |
P
S
|
39,092 | $20,050,531 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
VTI
VANGUARD INDEX ...
|
ETF | 0.70% | 0.71% |
#29
1
Prev: #30
|
0.8 |
—
|
140 | 0.3% |
P
S
|
45,110 | $16,882,014 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
DDOG
DATADOG INC
|
Technology | 0.70% | 0.75% |
#30
1
Prev: #29
|
0.8 |
—
|
-6,134 | -9.1% |
P
S
|
61,389 | $16,811,378 | 2020 Q2 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
NVDA
NVIDIA CORPORAT...
|
Technology | 0.68% | 0.59% |
#31
2
Prev: #33
|
0.8 |
—
|
2,379 | 3.4% |
P
S
|
72,024 | $16,448,892 | 2021 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
AMZN
AMAZON COM INC
|
Consumer Cyclical | 0.66% | 0.63% |
#32
1
Prev: #31
|
0.8 |
—
|
1,644 | 2.7% |
P
S
|
63,440 | $15,806,076 | 2016 Q1 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
CFG
CITIZENS FINL G...
|
Financial Services | 0.61% | 1.22% |
#33
8
Prev: #25
|
0.2 |
—
|
-181,627 | -44.3% |
P
S
|
228,285 | $14,555,452 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
SCZ
ISHARES TR
|
ETF | 0.54% | 0.54% |
#34
Prev: #34
|
0.7 |
—
|
-299 | -0.2% |
P
S
|
154,941 | $13,080,120 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
NYF
ISHARES TR
|
ETF | 0.49% | 0.54% |
#35
Prev: #35
|
0.7 |
—
|
-719 | -0.3% |
P
S
|
235,291 | $11,886,902 | 2024 Q2 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
GOOG
ALPHABET INC
|
Communication Services | 0.45% | 0.48% |
#36
Prev: #36
|
0.7 |
—
|
483 | 1.5% |
P
S
|
32,077 | $10,929,917 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
GOOGL
ALPHABET INC
|
Communication Services | 0.40% | 0.42% |
#37
Prev: #37
|
0.7 |
—
|
413 | 1.5% |
P
S
|
28,250 | $9,720,378 | 2016 Q1 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
IWB
ISHARES TR
|
ETF | 0.36% | 0.38% |
#38
1
Prev: #39
|
0.6 |
—
|
-980 | -4.5% |
P
S
|
20,739 | $8,630,121 | 2016 Q1 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
IWM
ISHARES TR
|
ETF | 0.36% | 0.39% |
#39
1
Prev: #38
|
0.6 |
—
|
33 | 0.1% |
P
S
|
30,896 | $8,585,763 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
VOO
VANGUARD INDEX ...
|
ETF | 0.34% | 0.33% |
#40
1
Prev: #41
|
0.6 |
—
|
224 | 2.0% |
P
S
|
11,633 | $8,153,124 | 2017 Q3 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
BRK/B
BERKSHIRE HATHA...
|
Financial Services | 0.30% | 0.33% |
#41
1
Prev: #42
|
0.6 |
—
|
-1,015 | -6.6% |
P
S
|
14,415 | $7,177,950 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
JPM
JPMORGAN CHASE ...
|
Financial Services | 0.27% | 0.36% |
#42
2
Prev: #40
|
0.1 |
—
|
-6,192 | -23.7% |
P
S
|
19,986 | $6,611,982 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
XOM
EXXONMOBIL HOLD...
|
Energy | 0.27% | 0.23% |
#43
6
Prev: #49
|
0.6 |
—
|
317 | 0.8% |
P
S
|
39,345 | $6,403,399 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
IBDY
ISHARES TR
|
Bond/Debt | 0.26% | 0.09% |
#44
45
Prev: #89
|
3.1 |
—
|
178,270 | 226.1% |
P
S
|
257,103 | $6,293,882 | 2026 Q2 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
TDTT
FLEXSHARES TR
|
ETF | 0.25% | 0.27% |
#45
Prev: #45
|
0.6 |
—
|
-5,434 | -2.1% |
P
S
|
258,952 | $6,014,161 | 2022 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
JLL
JONES LANG LASA...
|
Real Estate | 0.24% | 0.25% |
#46
Prev: #46
|
0.6 |
—
|
10 | 0.1% |
P
S
|
19,051 | $5,820,462 | 2018 Q2 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
SOXX
ISHARES TR
|
ETF | 0.24% | 0.33% |
#47
4
Prev: #43
|
0.6 |
—
|
-2,000 | -16.7% |
P
S
|
9,969 | $5,668,773 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
AMAT
APPLIED MATLS I...
|
Technology | 0.23% | 0.32% |
#48
4
Prev: #44
|
0.6 |
—
|
253 | 2.4% |
P
S
|
10,760 | $5,502,449 | 2020 Q3 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
META
META PLATFORMS ...
|
Communication Services | 0.22% | 0.17% |
#49
6
Prev: #55
|
0.6 |
—
|
238 | 3.4% |
P
S
|
7,293 | $5,288,961 | 2015 Q4 | 13F Filing | 2026-09-30 | 2026-10-20 | |||
|
AVGO
BROADCOM INC
|
Technology | 0.22% | 0.23% |
#50
2
Prev: #48
|
0.6 |
—
|
333 | 2.3% |
P
S
|
14,768 | $5,186,235 | 2023 Q2 | 13F Filing | 2026-09-30 | 2026-10-20 |
Showing 1-50 of 442 holdings