GUGGENHEIM CAPITAL LLC HEQ — JOHN HANCOCK HDG EQ & INC FD COM

Ownership history in GUGGENHEIM CAPITAL LLC  ·  41 quarters on record

AI Ownership Summary

GUGGENHEIM CAPITAL LLC reported JOHN HANCOCK HDG EQ & INC FD COM (HEQ) in 41 quarterly 13F filings from 2023 Q4 through 2025 Q3. Peak portfolio weight reached 0.01% in 2024 Q3. The latest visible filing shows HEQ at 0.00% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings. Older history is available after unlock; the visible window still shows the most recent pattern.

What this HEQ ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was GUGGENHEIM CAPITAL LLC's position in JOHN HANCOCK HDG EQ & INC FD COM, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2025 Q3

HEQ was reported at 0.00% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
0.01% in 2024 Q3

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2023 Q4 to 2025 Q3

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

HEQ stock page GUGGENHEIM CAPITAL LLC fund profile GUGGENHEIM CAPITAL LLC full holdings
How GUGGENHEIM CAPITAL LLC held HEQ — position size vs. price
% of Fund (quarterly)    HEQ price (quarter-end, indexed to 100)    SPY (indexed to 100)    QQQ (indexed to 100)
📋 Quarterly Holdings History 8 quarters  ▾
Quarter Action Sold % After 3M Timing Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2025 Q3 REDUCED 45.9% +3.4% ❌ 30,834 -26,163 -45.9% 0.00% $328K 2025-11-13 $10.34
2025 Q2 REDUCED 43.3% +2.7% ❌ 56,997 -43,573 -43.3% 0.00% $603K 2025-08-13 $9.96
2025 Q1 REDUCED 20.1% +4.2% ❌ 100,570 -25,235 -20.1% 0.01% $1.0M 2025-05-14 $9.62
2024 Q4 REDUCED 19.9% +4.3% ❌ 125,805 -31,267 -19.9% 0.01% $1.3M 2025-02-13 $9.46
2024 Q3 ADDED — — — 157,072 +27,696 +21.4% 0.01% $1.7M 2024-11-13 $9.33
2024 Q2 ADDED — — — 129,376 +16,840 +15.0% 0.01% $1.3M 2024-08-14 $8.92
2024 Q1 ADDED — — — 112,536 +35,757 +46.6% 0.01% $1.2M 2024-05-14 $8.67
2023 Q4 REDUCED 8.7% +6.5% ❌ 76,779 -7,280 -8.7% 0.01% $772K 2024-02-14 $8.34
33 older quarters hidden  —  Sign in free or upgrade to Premium to see full history

🏢 Other funds also holding HEQ

As of 2026 Q1 — sorted by position size

SAX WEALTH ADVISORS, LLC 3Y 0.02% HIGHLINE WEALTH PARTNERS LLC 0.0%

FAQ About GUGGENHEIM CAPITAL LLC and HEQ

These are the practical questions this page is built to answer before you even open the full history table.

How long has GUGGENHEIM CAPITAL LLC reported owning HEQ?

GUGGENHEIM CAPITAL LLC reported HEQ across 8 quarterly 13F filings, from 2023 Q4 through 2025 Q3.

What was the largest reported HEQ position in GUGGENHEIM CAPITAL LLC's portfolio?

The largest reported portfolio weight for HEQ was 0.01% in 2024 Q3.

What is the latest reported HEQ position on this page?

The most recent filing on this page is 2025 Q3, when GUGGENHEIM CAPITAL LLC reported 30,834 shares, equal to 0.00% of portfolio, with an estimated market value of $328K.

What does the chart on this HEQ ownership page compare?

The chart compares GUGGENHEIM CAPITAL LLC's quarterly HEQ portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

How well did GUGGENHEIM CAPITAL LLC time their HEQ position?

Based on 13F filing dates vs. subsequent HEQ price moves, GUGGENHEIM CAPITAL LLC correctly timed 21 out of 38 reported position changes (55%). The annualised alpha on HEQ relative to SPY over the holding period was -9.4%.

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