Golden State Wealth Management, LLC FEX — FIRST TRUST

Ownership history in Golden State Wealth Management, LLC  ·  18 quarters on record

AI Ownership Summary

Golden State Wealth Management, LLC reported FIRST TRUST (FEX) in 18 quarterly 13F filings from 2024 Q4 through 2026 Q2. Peak portfolio weight reached 0.24% in 2024 Q4. The latest visible filing shows FEX at 0.15% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings. Older history is available after unlock; the visible window still shows the most recent pattern.

What this FEX ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was Golden State Wealth Management, LLC's position in FIRST TRUST, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2026 Q2

FEX was reported at 0.15% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
0.24% in 2024 Q4

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2024 Q4 to 2026 Q2

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

FEX stock page Golden State Wealth Management, LLC fund profile Golden State Wealth Management, LLC full holdings
How Golden State Wealth Management, LLC held FEX — position size vs. price
% of Fund (quarterly)    FEX price (quarter-end, indexed to 100)    SPY (indexed to 100)    QQQ (indexed to 100)
📋 Quarterly Holdings History 7 quarters  ▾
Quarter Action Sold % After 3M Timing Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2026 Q2 REDUCED — — — 11,859 -350 -2.9% 0.15% $1.7M 2026-07-22 $136.30
2026 Q1 UNCHANGED — — — 12,209 — 0% 0.16% $1.5M 2026-04-28 $128.03
2025 Q4 REDUCED 8.2% +3.0% ❌ 12,209 -1,084 -8.2% 0.15% $1.4M 2026-02-13 $126.42
2025 Q3 REDUCED 6.3% +2.9% ❌ 13,293 -887 -6.3% 0.17% $1.6M 2025-11-03 $115.99
2025 Q2 REDUCED 51.4% +6.4% ❌ 14,180 -15,006 -51.4% 0.19% $1.6M 2025-08-06 $110.64
2025 Q1 ADDED — — — 29,186 +14,124 +93.8% 0.22% $3.0M 2025-04-23 $96.58
2024 Q4 ADDED — — — 15,062 +5,812 +62.8% 0.24% $1.6M 2025-01-28 $107.29
11 older quarters hidden  —  Sign in free or upgrade to Premium to see full history

🏢 Other funds also holding FEX

As of 2026 Q2 — sorted by position size

Triumph Capital Management 3Y 1.18% TCFG Investment Advisors, LLC 1.01% Farrell Financial LLC 0.64% Nova Wealth Management, Inc. 0.29% WINEBRENNER CAPITAL MANAGEMENT LLC 0.18% Independent Wealth Network Inc. 3Y 0.13% Apeiron RIA LLC 3Y 0.1% RDA Financial Network 3Y 7Y 0.09% Allied Private Wealth LLC 0.07% Focus Financial Network, Inc. 0.06%

FAQ About Golden State Wealth Management, LLC and FEX

These are the practical questions this page is built to answer before you even open the full history table.

How long has Golden State Wealth Management, LLC reported owning FEX?

Golden State Wealth Management, LLC reported FEX across 7 quarterly 13F filings, from 2024 Q4 through 2026 Q2.

What was the largest reported FEX position in Golden State Wealth Management, LLC's portfolio?

The largest reported portfolio weight for FEX was 0.24% in 2024 Q4.

What is the latest reported FEX position on this page?

The most recent filing on this page is 2026 Q2, when Golden State Wealth Management, LLC reported 11,859 shares, equal to 0.15% of portfolio, with an estimated market value of $1.7M.

What does the chart on this FEX ownership page compare?

The chart compares Golden State Wealth Management, LLC's quarterly FEX portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

How well did Golden State Wealth Management, LLC time their FEX position?

Based on 13F filing dates vs. subsequent FEX price moves, Golden State Wealth Management, LLC correctly timed 4 out of 11 reported position changes (36%). The annualised alpha on FEX relative to SPY over the holding period was -0.4%.

← Back to Golden State Wealth Management, LLC Holdings