Golden State Wealth Management, LLC FAB — FIRST TRUST

Ownership history in Golden State Wealth Management, LLC  ·  6 quarters on record

AI Ownership Summary

Golden State Wealth Management, LLC reported FIRST TRUST (FAB) in 6 quarterly 13F filings from 2024 Q4 through 2026 Q1. Peak portfolio weight reached 0.01% in 2024 Q4. The latest visible filing shows FAB at 0.01% of the fund.

This page tracks quarterly shares, estimated market value, portfolio weight, filing dates, and disclosure-aligned stock prices directly from SEC EDGAR 13F filings.

What this FAB ownership page tells you

This page is designed to answer the real investor question behind a 13F filing: how meaningful was Golden State Wealth Management, LLC's position in FIRST TRUST, and how did that conviction change over time? You can read the holding window, peak weight, latest reported size, disclosure timing, and quarter-by-quarter changes without piecing the story together from raw SEC rows.

Freshest filing
Latest Reported Filing
2026 Q1

FAB was reported at 0.01% of portfolio in the most recent visible filing.

High-water mark
Peak Conviction
0.01% in 2024 Q4

Peak weight helps separate a token disclosure from a real conviction holding the fund genuinely cared about.

Time in book
Holding Window
2024 Q4 to 2026 Q1

Longer holding windows often tell a very different story from short-lived tactical trades or one-quarter experiments.

Decision context
Why It Matters
Position size beats headlines

Knowing that a fund owned a stock is useful. Knowing whether it was a 0.20% placeholder or a true high-conviction position is where the signal actually starts.

FAB stock page Golden State Wealth Management, LLC fund profile Golden State Wealth Management, LLC full holdings
How Golden State Wealth Management, LLC held FAB — position size vs. price
% of Fund (quarterly)    FAB price (quarter-end, indexed to 100)    SPY (indexed to 100)    QQQ (indexed to 100)
📋 Quarterly Holdings History 6 quarters  ▾
Quarter Action Sold % After 3M Timing Shares Change Chg % % of Fund Mkt Value Filed Price (Filed)
2026 Q1 UNCHANGED — — — 985 — 0% 0.01% $93K 2026-04-28 $98.67
2025 Q4 UNCHANGED — — — 985 — 0% 0.01% $88K 2026-02-13 $97.86
2025 Q3 REDUCED — — — 985 -12 -1.2% 0.01% $86K 2025-11-03 $84.55
2025 Q2 REDUCED 50.0% +7.6% ❌ 997 -997 -50.0% 0.01% $81K 2025-08-06 $81.29
2025 Q1 ADDED — — — 1,994 +997 +100.0% 0.01% $159K 2025-04-23 $73.02
2024 Q4 INITIATED — — — 997 — — 0.01% $82K 2025-01-28 $83.43

🏢 Other funds also holding FAB

As of 2026 Q1 — sorted by position size

626 Financial, LLC 3Y 1.51% Quad-Cities Investment Group, LLC 3Y 7Y 0.33% COTTONWOOD CAPITAL ADVISORS, LLC 3Y 0.32% Proactive Wealth Strategies LLC 0.29% TCFG WEALTH MANAGEMENT, LLC 0.13% Apeiron RIA LLC 3Y 0.07% Hilton Head Capital Partners, LLC 0.03% PFG Investments, LLC 0.02% Stratos Wealth Partners, LTD. 3Y 7Y 0.01% Private Advisor Group, LLC 3Y 7Y 0.0%

FAQ About Golden State Wealth Management, LLC and FAB

These are the practical questions this page is built to answer before you even open the full history table.

How long has Golden State Wealth Management, LLC reported owning FAB?

Golden State Wealth Management, LLC reported FAB across 6 quarterly 13F filings, from 2024 Q4 through 2026 Q1.

What was the largest reported FAB position in Golden State Wealth Management, LLC's portfolio?

The largest reported portfolio weight for FAB was 0.01% in 2024 Q4.

What is the latest reported FAB position on this page?

The most recent filing on this page is 2026 Q1, when Golden State Wealth Management, LLC reported 985 shares, equal to 0.01% of portfolio, with an estimated market value of $93K.

What does the chart on this FAB ownership page compare?

The chart compares Golden State Wealth Management, LLC's quarterly FAB portfolio weight with the stock's indexed share price, so you can see whether the fund was building, trimming, or holding the position as price moved.

How well did Golden State Wealth Management, LLC time their FAB position?

Based on 13F filing dates vs. subsequent FAB price moves, Golden State Wealth Management, LLC correctly timed 1 out of 4 reported position changes (25%). The annualised alpha on FAB relative to SPY over the holding period was -0.8%.

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