GEN Financial Management, INC. — 13F Holdings

2026 Q3  ·  58 Positions

2026 Q3 Portfolio Activity

In 2026 Q3, GEN Financial Management, INC. maintained a portfolio of 58 distinct positions. The most significant new addition was VANGUARD BD INDEX FDS, now representing 1.30% of the total fund value. They heavily accumulated shares in J P MORGAN EXCHANGE TRADED F, increasing the position by 1088.4%. The fund also reduced its exposure to HERCULES CAPITAL INC by 71.3%.
Position History hover any row below to update
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GEN Financial Management, INC. AUM $180M
Fund Overview SEC EDGAR
PCA Score Concentration Risk
Risk ENB
To Excel To CSV
Total Positions
58
Quarter
2026 Q3
Top Holding
SCHX (15.0%)
Top 10 Concentration
77.3%
Turnover Rate
23.4%
Sector HHI
0.18
Items per page:
Showing 1-50 of 58
Stock History Sector / Type Port % Prev % Rank / Prev Conviction
Freshness
Change % Change Influence Shares Mkt Value Avg Cost Price Held 1st Owned Source Source Date Date Reported
SCHX
SCHWAB STRATEGI...
ETF 14.97% 16.49% #1
Prev: #1
6.5
—
-13,372 -1.4%
P
S
922,980 $27,689,396
$23.35 +30.3%
$30.00 +1.4%
2024 Q4 13F Filing 2026-09-30 2026-10-13
VIG
VANGUARD SPECIA...
ETF 14.55% 16.39% #2
Prev: #2
6.0
—
-431 -0.4%
P
S
115,347 $26,911,641
$194.53 +25.0%
$233.31 +4.2%
2024 Q4 13F Filing 2026-09-30 2026-10-13
VIGI
VANGUARD WHITEH...
Bond/Debt 10.50% 11.39% #3
Prev: #3
5.5
—
1,796 0.9%
P
S
205,678 $19,420,060
$77.23 +26.9%
$94.42 +3.8%
2024 Q4 13F Filing 2026-09-30 2026-10-13
FSMD
FIDELITY COVING...
ETF 7.68% 9.41% #4
Prev: #4
4.1
—
-8,530 -2.9%
P
S
288,911 $14,205,733 2025 Q4 13F Filing 2026-09-30 2026-10-13
VGSH
VANGUARD SCOTTS...
ETF 7.29% 7.92% #5
Prev: #5
3.9
—
6,633 2.9%
P
S
234,180 $13,479,385 2024 Q4 13F Filing 2026-09-30 2026-10-13
COWZ
PACER FDS TR
ETF 7.20% 7.46% #6
Prev: #6
3.4
—
-1,098 -0.5%
P
S
199,445 $13,314,955 2024 Q4 13F Filing 2026-09-30 2026-10-13
DFIS
DIMENSIONAL ETF...
Bond/Debt 6.12% 6.54% #7
Prev: #7
2.9
—
370 0.1%
P
S
312,333 $11,315,820 2024 Q4 13F Filing 2026-09-30 2026-10-13
VCRB
VANGUARD MALVER...
ETF 4.79% 5.49% #8
Prev: #8
2.4
—
1,571 1.3%
P
S
120,275 $8,854,680 2025 Q4 13F Filing 2026-09-30 2026-10-13
JFLX
J P MORGAN EXCH...
Bond/Debt 2.65% 0.25% #9 25
Prev: #34
4.1
—
91,950 1088.4%
P
S
100,398 $4,904,457 2026 Q2 13F Filing 2026-09-30 2026-10-13
DFAR
DFA INVT DIMENS...
Unknown 1.61% 1.11% #10 2
Prev: #12
3.6
—
52,282 73.9%
P
S
123,012 $2,971,964 2026 Q1 13F Filing 2026-09-30 2026-10-13
SLYG
SPDR SERIES TRU...
ETF 1.48% 1.85% #11 2
Prev: #9
1.1
—
-340 -1.3%
P
S
25,677 $2,746,669 2025 Q1 13F Filing 2026-09-30 2026-10-13
MDYG
SPDR SERIES TRU...
ETF 1.42% 1.66% #12 2
Prev: #10
1.1
—
360 1.5%
P
S
25,043 $2,617,745 2025 Q1 13F Filing 2026-09-30 2026-10-13
BND
VANGUARD BD IND...
ETF 1.30% — #13
Prev: #—
4.0
—
34,181 —
NEW
 34,181 $2,397,798 2025 Q1 13F Filing 2026-09-30 2026-10-13
VOOG
VANGUARD ADMIRA...
ETF 1.21% 1.30% #14 3
Prev: #11
1.5
—
no change no change
P
S
26,220 $2,241,286 2024 Q4 13F Filing 2026-09-30 2026-10-13
DFLV
DIMENSIONAL ETF...
ETF 1.03% — #15
Prev: #—
3.9
—
47,622 —
NEW
 47,622 $1,912,976 2024 Q4 13F Filing 2026-09-30 2026-10-13
VTES
VANGUARD WELLIN...
ETF 0.97% 0.87% #16 1
Prev: #15
2.9
—
3,801 26.5%
P
S
18,133 $1,787,926 2026 Q1 13F Filing 2026-09-30 2026-10-13
DFIC
DIMENSIONAL ETF...
Bond/Debt 0.94% — #17
Prev: #—
3.9
—
46,335 —
NEW
 46,335 $1,742,660 2024 Q4 13F Filing 2026-09-30 2026-10-13
VTEB
VANGUARD MUN BD...
ETF 0.93% 0.96% #18 5
Prev: #13
2.4
—
4,700 14.8%
P
S
36,465 $1,726,983 2024 Q4 13F Filing 2026-09-30 2026-10-13
VBIL
VANGUARD INSTL ...
ETF 0.85% 0.90% #19 5
Prev: #14
2.3
—
1,014 5.1%
P
S
20,850 $1,578,788 2025 Q4 13F Filing 2026-09-30 2026-10-13
IVV
ISHARES TR
ETF 0.77% 0.84% #20 4
Prev: #16
1.3
—
no change no change
P
S
1,868 $1,430,608 2024 Q4 13F Filing 2026-09-30 2026-10-13
VT
VANGUARD INTL E...
ETF 0.69% 0.75% #21 4
Prev: #17
0.8
—
36 0.4%
P
S
8,040 $1,269,116 2024 Q4 13F Filing 2026-09-30 2026-10-13
DUHP
DFA INVT DIMENS...
Unknown 0.63% — #22
Prev: #—
3.8
—
27,988 —
NEW
 27,988 $1,172,978 2024 Q4 13F Filing 2026-09-30 2026-10-13
BRK/B
BERKSHIRE HATHA...
Financial Services 0.58% 0.70% #23 4
Prev: #19
0.7
—
-196 -8.4%
P
S
2,140 $1,065,613 2024 Q4 13F Filing 2026-09-30 2026-10-13
DFCF
DIMENSIONAL ETF...
ETF 0.57% — #24
Prev: #—
3.7
—
26,439 —
NEW
 26,439 $1,060,733 2024 Q4 13F Filing 2026-09-30 2026-10-13
VV
VANGUARD INDEX ...
ETF 0.55% 0.60% #25 5
Prev: #20
1.2
—
no change no change
P
S
2,904 $1,021,773 2024 Q4 13F Filing 2026-09-30 2026-10-13
CSWC
CAPITAL SOUTHWE...
Financial Services 0.55% 0.38% #26 1
Prev: #27
3.2
—
17,500 65.9%
P
S
44,069 $1,019,316 2026 Q2 13F Filing 2026-09-30 2026-10-13
AOA
ISHARES TR
ETF 0.53% 0.53% #27 4
Prev: #23
2.2
—
934 10.3%
P
S
10,004 $973,077 2024 Q4 13F Filing 2026-09-30 2026-10-13
DFSV
DFA INVT DIMENS...
Unknown 0.53% — #28
Prev: #—
3.7
—
25,954 —
NEW
 25,954 $972,497 2024 Q4 13F Filing 2026-09-30 2026-10-13
TRIN
TRINITY CAP INC
Financial Services 0.51% 0.46% #29 4
Prev: #25
2.7
—
11,150 26.1%
P
S
53,795 $944,103 2026 Q2 13F Filing 2026-09-30 2026-10-13
IVW
ISHARES TR
Warrant 0.50% 0.54% #30 8
Prev: #22
1.2
—
no change no change
P
S
6,553 $932,230 2024 Q4 13F Filing 2026-09-30 2026-10-13
VBK
VANGUARD INDEX ...
ETF 0.50% 0.27% #31 2
Prev: #33
3.2
—
1,505 121.4%
P
S
2,745 $927,344 2024 Q4 13F Filing 2026-09-30 2026-10-13
SDY
SPDR SERIES TRU...
Unknown 0.49% 0.56% #32 11
Prev: #21
0.7
—
6 0.1%
P
S
6,169 $903,636 2024 Q4 13F Filing 2026-09-30 2026-10-13
MSFT
MICROSOFT CORP
Technology 0.44% 0.34% #33 5
Prev: #28
0.7
—
64 4.2%
P
S
1,600 $820,641 2024 Q4 13F Filing 2026-09-30 2026-10-13
AVMC
AMERICAN CENTY ...
ETF 0.39% 0.50% #34 10
Prev: #24
0.7
—
-889 -8.6%
P
S
9,493 $723,652 2025 Q4 13F Filing 2026-09-30 2026-10-13
ITOT
ISHARES TR
ETF 0.37% 0.41% #35 9
Prev: #26
1.1
—
no change no change
P
S
4,137 $687,901 2024 Q4 13F Filing 2026-09-30 2026-10-13
VWO
VANGUARD INTL E...
ETF 0.37% — #36
Prev: #—
3.6
—
11,500 —
NEW
 11,500 $682,065 2025 Q1 13F Filing 2026-09-30 2026-10-13
AAPL
APPLE INC
Technology 0.31% 0.30% #37 5
Prev: #32
0.6
—
-13 -0.8%
P
S
1,699 $565,802 2024 Q4 13F Filing 2026-09-30 2026-10-13
IVE
ISHARES TR
ETF 0.27% 0.31% #38 9
Prev: #29
0.6
—
-138 -6.0%
P
S
2,156 $492,172 2024 Q4 13F Filing 2026-09-30 2026-10-13
VOT
VANGUARD INDEX ...
ETF 0.26% 0.30% #39 9
Prev: #30
1.1
—
no change no change
P
S
1,640 $479,044 2024 Q4 13F Filing 2026-09-30 2026-10-13
AVUV
AMERICAN CENTY ...
ETF 0.26% 0.30% #40 9
Prev: #31
1.1
—
no change no change
P
S
4,014 $472,729 2025 Q1 13F Filing 2026-09-30 2026-10-13
VUG
VANGUARD INDEX ...
Warrant 0.23% — #41
Prev: #—
3.6
—
4,694 —
NEW
 4,694 $422,977 2024 Q4 13F Filing 2026-09-30 2026-10-13
IGSB
ISHARES TR
ETF 0.20% — #42
Prev: #—
3.6
—
7,363 —
NEW
 7,363 $377,207 2024 Q4 13F Filing 2026-09-30 2026-10-13
HTGC
HERCULES CAPITA...
Financial Services 0.20% 0.72% #43 25
Prev: #18
0.1
—
-54,480 -71.3%
P
S
21,902 $368,173 2026 Q2 13F Filing 2026-09-30 2026-10-13
VNQ
VANGUARD INDEX ...
ETF 0.18% — #44
Prev: #—
3.6
—
3,628 —
NEW
 3,628 $325,178 2025 Q1 13F Filing 2026-09-30 2026-10-13
AOR
ISHARES TR
ETF 0.17% 0.18% #45 9
Prev: #36
2.1
—
358 8.5%
P
S
4,568 $313,000 2024 Q4 13F Filing 2026-09-30 2026-10-13
JMUB
J P MORGAN EXCH...
ETF 0.16% — #46
Prev: #—
3.6
—
6,350 —
NEW
 6,350 $302,133 2026 Q3 13F Filing 2026-09-30 2026-10-13
DISV
DIMENSIONAL ETF...
Bond/Debt 0.16% — #47
Prev: #—
3.6
—
6,906 —
NEW
 6,906 $298,961 2025 Q1 13F Filing 2026-09-30 2026-10-13
IGF
ISHARES TR
ETF 0.16% — #48
Prev: #—
3.6
—
4,781 —
NEW
 4,781 $294,319 2025 Q1 13F Filing 2026-09-30 2026-10-13
PANW
PALO ALTO NETWO...
Technology 0.15% 0.15% #49 10
Prev: #39
1.1
—
no change no change
P
S
721 $286,461 2026 Q2 13F Filing 2026-09-30 2026-10-13
ACWI
ISHARES TR
ETF 0.15% 0.17% #50 13
Prev: #37
1.1
—
no change no change
P
S
1,788 $283,872 2024 Q4 13F Filing 2026-09-30 2026-10-13
Showing 1-50 of 58 holdings

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