PSEC — PROSPECT CAPITAL CORPORATION

Ownership history in AE Wealth Management LLC  ·  28 quarters on record

This page tracks every 13F SEC filing in which AE Wealth Management LLC reported a position in PROSPECT CAPITAL CORPORATION (PSEC). Data includes quarterly share count, position size as % of portfolio, estimated market value, and end-of-quarter stock price — sourced directly from SEC EDGAR 13F filings.

Peak position
0.01% (2018 Q4)
Avg. % of fund
0.0%
First filed
2018 Q2
Last filed
2025 Q3
Quarters held
28
Quarter Action Shares Change Chg % % of Fund Mkt Value Price (EOQ)
2025 Q3 ADDED 12,018 +226 +1.9% 0.00% $33K $2.53
2025 Q2 REDUCED 11,792 -5,321 -31.1% 0.00% $37K $2.79
2025 Q1 REDUCED 17,113 -206 -1.2% 0.00% $70K $3.46
2024 Q4 ADDED 17,319 +2,846 +19.7% 0.00% $75K $3.53
2024 Q2 REDUCED 14,473 -95,090 -86.8% 0.00% $80K $4.24
2023 Q4 ADDED 109,563 +8,259 +8.2% 0.00% $678K $4.31
2023 Q3 REDUCED 101,304 -46,370 -31.4% 0.00% $613K $4.22
2023 Q2 ADDED 147,674 +38,761 +35.6% 0.01% $916K $4.20
2023 Q1 REDUCED 108,913 -348 -0.3% 0.00% $758K $4.59
2022 Q4 ADDED 109,261 +2,922 +2.7% 0.01% $764K $4.50
18 older quarters hidden  —  Sign in free or upgrade to Premium to see full history
% of Fund (quarterly)    PSEC price (monthly, adj. close)

Other funds also holding PSEC

As of 2025 Q4 — sorted by position size

SMH CAPITAL ADVISORS INC 3Y 7Y 2.25% GraniteShares Advisors LLC 3Y 1.67% Tactive Advisors, LLC 0.44% Virtus Investment Advisers, LLC 3Y 7Y 0.32% Concorde Asset Management, LLC 3Y 7Y 0.32% TCFG WEALTH MANAGEMENT, LLC 0.28% PRIVATE MANAGEMENT GROUP INC 3Y 7Y 0.24% GENDELL JEFFREY L 3Y 7Y 0.17% FAMILY WEALTH PARTNERS, LLC 0.14% Naviter Wealth, LLC 3Y 0.13%
← Back to AE Wealth Management LLC Holdings